Abilities ( I am not an Attorney. I am a CPA who can assist at the intersection of Accounting,Financial Reporting, Taxation & Regulations):

I am very skilled at at using Regulatory and Legal Research Skills to connect Accounting and Financial Reporting Compliance to source Laws at the Federal, State and Local levels, this is a skill I gained through inquisitive Interest that has brought me success in Broker-Dealers, Investment Management and other areas with strong skills for supporting Attorneys and Regulated Entities and or Business Lines with Significant Regulations. I have prior Experience in managing Accounting Operational Audit responses for the SEC and the noted ability to excel at points where Accounting and Financial Reporting meet Compliance and Audits or other similar needs (i.e. Litigation) and am available to support Trial activity as an expert witness. I like Accounting and I like the Law. For every point where the Law meets your Business and Individual life there is generally some coresponding Accounting or Financial Reporting obligation as most evidently expressed through Our Tax Laws at the Federal State and Local Levels.

Quick Contact Link: info@dcarsoncpa.com

 Areas:

I can help you with corresponding Compliance for Financial Services, Bankruptcy, Internal Controls, Partnerships, Businesses and specialized Business needs that are driven by your Industry and Business and how you meet corresponding Federal, State and Local Laws that specifically speak to Accounting Driven Compliance - as an example in Insurance, Banking, Securities and other areas.

Where I am coming from:

I am a CPA with a unique set of skills that come from my background in a family that was represented through connection to Ivy League experience with a Family of Doctors and My Mother a former NYC Nurse with a Strong sense of balance who has always been dedicated to helping through promoting a vision of service, Her Mother was a dedicated Child Care professional in CT, who supported Our Nation's call through Industry when her services were needed to support us All. I am also connected with the learning of America's Finest through my Father's Training with our Best and his subsequent expertise as an Investment Banking Technologist, in his line My Grandmother was a NYC Math Teacher (in a time where this was not so common) and My Grandfather was a NYC Fireman who put his life on the line to save others and then in later years worked in and thoroughly enjoyed Cost Accounting as well as Investing in the Market. The overall experience was an environment of strong leadership, Guidance, connection to purpose, learning and knowledge - I was never at a want for Direction or Purpose. With this unique background, my own formulative experiences and the dedicated focus I placed on achieving continual expertise in Accounting in Business and Financial Markets specialties I bring you a unique set of abilities with wide ranging insight and dedication to effective Client Service with broad ranging knowledge and analytical ability to apply expertise.

What we can add / in Other Words:

On the Compliance end what you really care about is my insight skills to where Our Laws exist and how they apply to specific Industries, Business Lines and Elements of Operations - be that Taxation, Registration, Regulatory Capital, SEC Forms, Books and Records or what other needs may exist.

Quick Contact Link: info@dcarsoncpa.com

High Quality Services:

I have always been dedicated to the objective of delivering High Quality service and to the process of continual improvement which benefits any business. For my ability to connect Accounting and Reporting with basis in Legal connection I have received the following compliments (and others):

"Dean you could have been a professional witness in the way you covered our needs"

Former Corporate Counsel with regards to my management of an SEC Audit Response on Operations - indicating that I was thorough and clear in my explanations.

"Your approach to Our Financials was similar to a Government Investigator (on the Enron Case)"

COO on a consulting role where I was brought in to resolve Legacy Financial Issues to lay down the path ahead for clear Accounting, Financial Reporting and Strong Compliance.

My education as a C.P.A. at Pace University included elements of Business Law and Tax Law and my experiences and education in Accounting, Audit, Financial Reporting, Contracts, Documentation and more with an ability to Do as well as to explain the work lends itself particularly well to Legal Processes for explanatory purpose or compliance and documentation thereof. In roles where I have worked with Regulated Entities in Investment Banking like: Broker-Dealers, Investment Advisers and Investment Companies were always benefited by my ability to go directly to the Law to gain additional authoritative guidance on Regulatory Accounting and Reporting. The same is true of Taxation and now a broader approach to include Industry, Busines, and Governmental Regulations that pertain to their Accounting and Reporting in addition to more commonly studied C.P.A. areas like Valuation, Bankruptcy and other proceedings.

USC, CFR, State and Local Laws - We can meet you at the Critical Intersections of Governmental, Business and Individual Finances, Accounting, Reporting and wide ranging corresponding Compliance Regulations.

Of my own interest I spend a considerable amount of time conecting Accounting and Regulatory Reporting Obligations with the Law in the USC, CFR and comparable State and Local Laws with considerable ability to connect on the key regulations of the SEC Acts (& other Securities Laws), Banking, Insurance, the IRC, Governmental Laws that Guide the Executive, Legislative and Judicial Branches and more including Industry and Business Lines, National Finances and how we all interact with Our Government through Funding. The Law meets us at almost every point of Our Lives as Citizens, the next most prevailent level of our Lives consists of the many intersections of Business and Individual Finances and corresponding Legal or Regulatory obligations driven by Accounting and Finance and that intersection of Accounting and Finance with Laws and Regulation is a key point of Our Ability on Services.

Compliance, Expert Testimony and Research

We look forward to supporting your needs on Compliance, Expert Testimony or what other needs you may have including Accounting, Compliance and Tax Research we may support you on for your Business or Individual needs.

I look forward to speaking with you.

Thank you.

Dean T. Carson II, C.P.A.

Quick Contact Link: info@dcarsoncpa.com